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Finra investigates David Lerner’s son over sales of in-house funds
Daniel Lerner, who's executive vice president of investor services at David Lerner Associates, faces potential disciplinary action over sales of energy funds.
David Lerner’s latest proprietary fund snag
The brokerage firm's in-house energy fund, Energy 11 L.P., reports $45 million in 'unpaid distributions' to investors.
Wall Streeters slammed for poaching
After losing a number of brokers to big boys on Wall Street, David Lerner went to the mat on two arbitration cases.
