Displaying 11 results
SEC’s delay on climate disclosure rule leaves companies in limbo
Few companies have goals in place that would reduce their greenhouse gas emissions in line with Paris goals, according to MSCI.
Gensler says SEC will propose climate risk rules by year-end
The SEC chairman signals that the disclosures about the risks corporations face from climate change may appear in the mandatory filings public companies make to the agency.
SEC disclosure plan sets up clash with Amazon and others
Rules under consideration by the SEC that would require corporations to disclose climate risks will lead to shareholder lawsuits, according to Wall Street.
Mandatory ESG disclosures are a political inevitability
The SEC's flurry of activity has drawn concern not only from Capitol Hill Republicans but also the agency’s Republican commissioners, Elad Roisman and Hester Peirce.
SEC to examine fund disclosure rules after Archegos
Agency officials reportedly are looking at ways to increase transparency for the types of derivative bets that sank Archegos Capital Management.
State attorney general threatens to sue SEC over ESG disclosures
State and federal GOP officials continue to push back against what they call regulatory overreach. The SEC says it is trying to meet investor demand for ESG information.
Corporate climate disclosures to be scrutinized aggressively by SEC
The agency's corporate finance group will focus on climate in their reviews of corporate filings, the regulator announced Wednesday.
ICI says e-delivery of fund documents should be made easier
The trade group files a comment letter with the SEC with suggestions on how to modernize disclosures
SEC orders advisory firm to pay $356,580 over fee disclosures
Signature Financial Services is the latest adviser to be caught in the regulator's 12b-1 fee dragnet
Just 2 states require their investment advisers to file Form CRS
Rhode Island, Oklahoma advisers join SEC-registered advisers in meeting June 30 deadline
House bill would allow electronic disclosure of retirement plan information
Bipartisan measure would automatically enroll plan participants in electronic delivery.
