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Finra fines jump 43% in 2020 to $57 million
The number of of the regulator's disciplinary actions held steady, according to an Eversheds Sutherland analysis.
Supreme Court limits SEC’s ability to mete out ‘financial ruin’ via disgorgement
The ruling upholds the agency's right to claw back ill-gotten gains as long as they’re from net profits of fraudulent schemes
Supreme Court questions SEC’s power to recoup billions
The justices considered the commission's use of “disgorgement” to collect ill-gotten gains from wrongdoers
