Displaying 12 results
Senate votes to roll back parts of Dodd-Frank
Small lenders would not be subject to "too big to fail" requirements.
This is an Investment News Scriba test by Bob Allen
This is the summary that goes with the Investment News Scriba test by Bob Allen
Trump victory puts DOL fiduciary rule in limbo
Regulation to raise investment advice standards for retirement accounts could be targeted by the new administration and the Republican-controlled Congress. (More: The most up-to-date information on the DOL fiduciary rule)
Dawn J. Bennett barred from industry; ordered to pay $4 million in fines, disgorgement
SEC ruling includes a civil penalty of $600,000 for Ms. Bennett and $2.9 million for Bennett Group.
The DOL fiduciary rule will forever change financial advice, and the industry has to adapt
The DOL fiduciary rule will forever change financial advice, and the industry now faces the challenge of adapting to the new regulation.
The Fiduciary Journey
The assistant Labor Secretary used her moxie, her might and her friends in high places to raise the standards for providing retirement advice. (More: The fiduciary rule covered from every angle)
How advisers expect the DOL fiduciary rule will reshape the advice industry
Financial advisers are anticipating widespread changes in their industry as the Department of Labor’s fiduciary rule is phased…
What is ‘reasonable’ cost under DOL’s fiduciary rule? Well, it depends
Inherent to acting in a client's best interest is ensuring costs are reasonable, an ERISA concept brokers need to understand.
House committee approves resolution to kill DOL fiduciary rule on party-line vote
Senate expected to follow suit, but Obama is almost certain to veto it.
Some married gay couples surprised by new tax burden
Last year's Supreme Court ruling was a mixed bag for some married gay couples. Some had less trouble filing state taxes, while others had a higher tax bill.
Podcast: How 1,023-page DOL fiduciary rule flies in the face of Earth Day
Bradford Campbell, an ERISA attorney and former head of the Employee Benefits Security Administration, discusses how the Labor Department's new fiduciary rule flies in the face of the Earth Day celebration, due to thousands of pages of required disclosures and printouts of the regulation's text.
MoneyGuidePro updates new version in line with DOL fiduciary rule requirements
Updates for the latest version include features on client goals, life expectancy, household risk tolerance, health care and Social Security.
