Displaying 151 results
Edward Jones asks advisers to halt face-to-face meetings with clients
The firm is one of many in the brokerage industry making changes to work policies in response to the coronavirus
Empathy can help advisers succeed with clients
Why many women aren't seeking advice
Edward Jones loses court fight to restrain former broker
Federal judge rules Jones lacked evidence to support its claims against John Kerr.
Edward Jones wants TRO against broker in Indiana who jumped ship last month
With $113 million in client assets, John Kerr bolted from Jones to Thurston Springer Financial.
Finra bars former Edward Jones rep involved in expense investigation
Beth Hamilton refused to appear at a hearing looking into inaccurate reimbursements.
Finra panel awards $513,715 to divorcee who says Edward Jones rep favored husband
Firm found liable for top producer allegedly improperly delaying payments to North Dakota woman.
Finra dings Edward Jones for underreporting alleged damages in customer complaints
The broker-dealer was censured and fined $40,000 for the infractions.
Edward Jones loses round in court against former broker who defected to Ameriprise
Jones has seen $18 million of client assets move to a rival brokerage firm.
Edward Jones doesn’t sell indexed annuities, bucking broker-dealer trend
Edward Jones is an outlier among its peers, experts say
Informed Investing
Advisor and Investor Perspectives on Risk, Returns, and Investment Management
New diversity push at Edward Jones stirs up controversy
An incentive program to encourage retiring advisers to turn their clients over to women and minority advisers is being both praised and criticized.
Edward Jones settles 401(k) lawsuit for $3.2 million
Plaintiffs alleged the brokerage predominantly used funds in its 401(k) plan that furthered its own business interests at the expense of employees.
Lessons I’ve learned on how to thrive
'There is more work to be done, but no limit to where we can go.'
Edward Jones, Commonwealth Financial top J.D. Power list of top brokerage employers
In this J.D. Power survey, advisers rated their firms on qualities such as client support, compensation and firm leadership.
Ex-Edward Jones broker sues former firm, alleging racial bias
Complaint alleges the firm's policies limit African-Americans' 'income and advancement opportunities'
With female managing partner in the wings, Edward Jones emphasizes diversity
Penny Pennington, who's been named to succeed Jim Weddle at the start of next year, will join a handful of women in top positions at large financial firms
Edward Jones loses $185 million team to Ameriprise
Paul Orlando, Derek Busby join franchise channel in Idaho.
USAA, Edward Jones, Ameriprise ranked most understandable by clients
Survey shows clients want to comprehend their advisers as much as they want reasonable fees.
Eight brokerage firms urge CFP Board to delay new fiduciary standards
Ameriprise, AXA Advisors, Edward Jones, LPL, Morgan Stanley, RBC, Wells Fargo and UBS call on organization to stand down until SEC proposes its own rule later this year.
Finra elder-abuse rule could trigger delicate conversations between brokers, clients
Regulation taking effect Feb. 5 requires reasonable effort to find trusted contact, allows brokers to stop fund disbursement.
