Displaying 27 results
Houston RIA charged in $1.9M elder swindle gets five years
Texas regulators say Lawrence DeShetler bilked five clients, two of whom were in their 80s.
Awareness of senior financial fraud rises with incidence
Survey of state securities regulators says most cases are undetected until too late.
Advisers should get behind a bill to strengthen senior financial protection
Push by advisers could help tug this needed legislation out of the doldrums and on to the president's desk.
Elder financial abuse grows more prevalent in annuity, life insurance products
Insurance products represent a huge pot of money for fraudsters as baby boomers retire at a rapid clip
Broker-dealer sales practices to seniors focus of Massachusetts sweep
Survey intended to inform regulators, prevent financial abuse of elders.
Rep settles charges he hoodwinked elderly nuns
SEC claims broker churned accounts of the Sisters of Charity
Registered rep gets 68 months in jail for stealing $1M from elderly
A New Jersey financial adviser who admitted stealing more than $1 million from eight elderly clients has been sentenced to 68 months in federal prison.
