Displaying 5 results
State fiduciary rules slow down amid pandemic, political transition
Efforts to implement fiduciary rules in New Jersey, Nevada and Massachusetts are in limbo
What advisers need to know about the new DOL rule
The new interpretation on the definition of advice has some benefits for plan advisers, and it will be in place even if the rule is halted
Court’s decision on Reg BI lawsuit could come down near implementation date
The 2nd U.S. Circuit Court of Appeals agreed to an expedited oral argument in early June
Mixing fiduciary and nonfiduciary standards can be counterproductive
Studies say Reg BI exacerbates the blurred lines between sales and professional advice.
Stifel CEO downplays impact of fiduciary standard on brokers
Stifel Financial Corp., which increased its brokerage force by 23% in the past year, won't be as buffeted as many analysts expect if regulators impose a fiduciary standard on brokers, the company's chief executive said today.
