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Finra Dispute Resolution Inc.

Displaying 2 results

Topic
  • News
  • April 18, 2024

Bankrupt GWG bonds not right for anyone: Finra arbitrator

By 2020, 'GWG had shown years of losses and large negative cash flows,' a securities arbitrator writes.

Topic
  • News
  • November 7, 2023

Clients win another GWG bond claim, this time against B-D

"We don’t agree with the decision but, with Finra arbitration, there is no appeal," says William H. McCance, president of Ages Financial Services.