Displaying 61 results
AI-driven advanced planning solution joins forces with Orion
Partnership saves advisors time as there is no need to manually enter client data, says FP Alpha.
Oppenheimer hires capital-raising veteran to focus on fintech investing
The firm has appointed a head of financial technology investment banking to lead investment and financial advisory for the growing industry.
AdvicePay hires new CEO to succeed Alan Moore
The payment platform brings on fintech veteran Alex Sauickie, who plans to help expand services to banks and broker-dealers.
New iCapital platform gives advisors turnkey access to alternative investments
Marketplace combines hundreds of existing platforms run by providers of alternative investments into a single network.
GeoWealth investment platform expands down-market with deal for First Ascent
The First Ascent Asset Management TAMP will operate as a separately branded subsidiary of GeoWealth.
Trading app fined $3M for letting youngsters trade options spreads
Webull Financial failed to conduct adequate due diligence on customers, Finra found, but the company did not admit or deny fault.
Estate planning fintech Wealth lands $16 million in funding
The Wealth platform is designed to help clients better manage their legacies by creating plans online through a combination of proprietary legal documents and encrypted digital vaults.
Advisers must embrace fintech risks, opportunities to keep up with retailers
A new report from Celent shines light on the trend of traditional retailers like Walmart migrating into the wealth management space.
Tyrone Ross resigns as CEO of Onramp Invest
Co-founder Eric Ervin, who's taking over as CEO, alludes to the 'stresses of dual leadership' in an email to investors.
Fintech raises $5.1 million to expand annuity platform for 401(k)s
Major insurers including Allianz Life, Franklin Templeton and Pacific Life are joining a venture firm in backing San Francisco-based Micruity.
Why Michael Jordan invested in estate planning startup Vanilla
The basketball legend is among the investors participating in an $11.6 million funding round for Vanilla, which was founded by Steve Lockshin in 2019 to fully digitize estate planning for registered investment advisers.
Sales fintech Seismic pushes valuation to $3 billion
The company is designed to personalize sales interactions and has doubled its valuation in a year after fresh funding and a new acquisition.
Fintech readies factor-based risk model for advisers
Fabric will offer access to MSCI's factor-based risk model that is designed to provide institutional risk management tools to advisers.
How Black-owned fintechs are closing the racial wealth gap
Minority-owned firms have a more challenging road to land funding, without which firms are unable to reach the next level of growth or attract the intellectual capital needed to take on competitors.
How tech tools are expanding access to ESG investing
Experts from Charles Schwab, Merrill Lynch and Fidelity address how advisers can use digital tools to increase investor engagement
Envestnet denied motion to dismiss claims in $100 million lawsuit
A Delaware judge denied the TAMP's motion to dismiss the allegations, which include fraud and trade secret misappropriation
Financial advisers are drowning in fintech choices
Having too many tech options ends up hurting their businesses.
Finra asking firms for comments on fintech innovation
Regulator wants to know what it can do to provide support.
Fintech aims to digitize estate planning
Companies like Everplans and Yourefolio are finding success with advisers looking to expand their planning capabilities.
Fintech startup wants to help advisers find and sell muni bonds
280 CapMarkets says its Bond Navigator product is like Zillow for bonds
