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SEC warns of ‘credential stuffing’ cyberattacks
Criminals are increasingly gaining access to login credentials by using programs that troll the dark web for usernames and passwords
Some seek SEC guidance on whether RIAs must disclose COVID-19 loans
Other compliance experts say it’s not necessary unless the firm’s financial problems extend beyond virus stress
Advisers working from home increases compliance risks
As the coronavirus leads more to work remotely, supervision and the archiving of communications with clients become critical
