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Gensler vows to ensure compliance with Reg BI ‘as written’
In his first appearance on Capitol Hill since being confirmed as SEC chair, Gensler also addressed ESG and the gamification of investing.
SEC chief signals new rules that could threaten Robinhood, Citadel
In remarks prepared for a House hearing Thursday, Gary Gensler shines a spotlight on online brokerages and market makers that dominate the business of executing retail investors' equity orders.
Gensler taps Alex Oh as SEC enforcement chief
She is another in a line of recent SEC enforcement directors who comes to the agency with experience as a federal prosecutor.
Republican opposition to Gensler not likely to slow the new SEC chairman
His slim Senate confirmation margin reflects GOP concerns about the aggressive approach Gensler has signaled on issues like expanding corporate disclosures related to environmental, social and governance factors.
