Displaying 54 results
Advisor Group to consolidate three former Ladenburg broker-dealers
The broker-dealers will be rolled into Securities America
10 IBDs with the most female reps
These independent broker-dealers have the highest percentages of female producing reps
Advisor Group loses another giant team, this time to LPL
JFC Financial Services, with a reported $3 billion in assets, moves to LPL
10 IBDs with the most CFPs
The number of CFPs keeps growing, but where do they hang their hats?
LPL exec moves to Advisor Group
Brian Shulstad will head business development at the firm's Triad Advisors unit
10 IBDs that earn the most in fees
The independent broker-dealers that took in the most in fees in 2019
TD Ameritrade executive exits to join LPL
Judy Ricketts had worked for the family firm for 24 years
Cambridge lands $1.5 billion branch from Advisor Group
Cooper McManus Wealth Management has 50 advisers in its network nationwide
Advisor Group plucks top LPL executive for senior role
The network realigns management after its acquisition of Ladenburg Thalmann
Top 10 IBDs ranked by revenue
The independent broker-dealers that reported the highest revenue in 2019
10 fastest-growing IBDs
The independent broker-dealers that posted the biggest growth in 2019
10 IBDs with the highest average payouts
The independent broker-dealers that paid the most in 2019
Business development companies under pressure from coronavirus fallout
IBDs sold more than $22 billion of the high-commission product over the past decade
GPB auditors to get back to work
The company told investors in November that a required audit was being postponed
Legal woes mount for Advisor Group broker-dealer that sold GPB funds
Triad Advisors reported three new investor claims related to the sale of the private placements
Coronavirus cripples travel plans, postpones industry events
Some at-risk employees are being asked to work from home or attend virtual meetings
Commonwealth hires Matthew Chisholm to build RIA business
The former Fidelity executive will help advisers expand their operations efficiently
GPB fails to deliver tax documents to private placement investors
Schedule K-1 forms won't arrive in time for tax season for investors in GPB Automotive Portfolio, one of the company's two largest funds
Trade associations plan to step up political spending in campaign year
The Financial Services Institute and an insurance group are among those varying from their pace in previous cycles
Trio managing $645 million at Wells Fargo moves to Raymond James
Jule Eldridge, Jason Newton and Robb Sasser are joining an employee unit in Florence, S.C.
