Displaying 6 results
State regulators oppose bill to allow private markets access through advisors
This idea may result in investors paying higher fees without requisite returns, argues state regulator.
Gary Gensler has his game face on
With cheerleaders on the left and critics on the right, the chair of the Securities and Exchange Commission stays focused on what matters.
NASAA extends comment deadline on REIT reform proposal
State regulators grant more time for input after getting pushback from groups representing the alternatives sector.
Private fund group lobbies to get products in 401(k)s
The Institute for Portfolio Alternatives says lawmakers are receptive to its diversification pitch
To spur lending, SEC loosens restrictions on business development companies
The regulator proposed easing calculations that determine asset coverage ratios, giving BDCs additional flexibility to issue securities
Small brokers push bill to ease audit rules despite challenging political environment
Legislation impacting financial advisers tries to get traction amid impeachment, election
