Displaying 15 results
Former Morgan Stanley broker running for office reviewing $147K award
Deborah Adeimy claimed firm blocked her from running in GOP primary, aide says 'we're unclear how award figure was calculated.'
J.P. Morgan partners with Vestwell to expand 401(k) business
Vestwell will provide a new record-keeping solution and help power Everyday 401(k), Chase’s workplace savings program for small businesses.
J.P. Morgan, Charles Schwab and Edward Jones deliver best mobile wealth management apps: J.D. Power
J.P. Morgan Wealth Management scored 728 out of a possible 1,000 points in J.D. Power’s study, which was based on a survey of more than 6,000 investors.
JPMorgan to pay $125 million penalty over messaging apps
Employees often communicated about business on their personal devices, using text messaging applications, such as WhatsApp. The compliance systems were not keeping up with technological advances, an expert said.
J.P. Morgan opens remote adviser business
The new registered investment adviser unit, J.P. Morgan Personal Advisors, operates under the roof of J.P. Morgan Wealth Management and will launch broadly next year.
J.P. Morgan cuts off sales charges in 529 plans
The company's decision is in line with overall trends toward fee-based compensation but also hints at the influence of the SEC’s Regulation Best Interest on the 529 plan market.
Cresset nabs J.P. Morgan advisers managing $2 billion
Five advisers from the Denver office of the firm's private bank make a move.
J.P. Morgan, AIG to offer annuity tool for 401(k) plans
SmartRetirement Plus will pair J.P. Morgan's target-date funds with AIG's IncomEdge Control annuity to meet the needs of plan participants who would like to receive regular monthly income in retirement.
JPMorgan chases active ETFs with $10 billion mutual fund switch
The firm plans to convert four mutual funds into ETFs next year, making it the biggest name so far to make such a move.
Trio managing $10.5 billion moves to UBS
The six-person team is leaving J.P. Morgan Private Bank in San Francisco.
UBS nabs $1.8 billion duo from J.P. Morgan
John Farrell and Joel East are joining the UBS branch in Fort Worth, Texas.
J.P. Morgan rolls out digital model portfolio tool
J.P. Morgan Asset Management launched a tool allowing financial advisers to analyze 24 models at no cost.
UBS nabs J.P. Morgan Private Bank team managing $6.5 billion
The group of five advisers, which was with J.P. Morgan for nine years, will join UBS' Century City office in Los Angeles.
J.P. Morgan rep managing $425 million joins LPL indie group
Bryan Schneider affiliates through Professional Wealth Advisor in Downers Grove, Illinois
J.P. Morgan replacing retirement plan fund menu with portfolios
New approach divides fund offerings into a trio of goal-based portfolios
