Displaying 11 results
It’s time for financial advisors to help investors gain access to alts
The long-outdated accredited investor rule has become a symbolic roadblock between retail investors and institutional-quality investments.
Former SEC Chair Clayton makes case for democratizing alternative investments
Clayton took a swipe at the current leadership of the Securities and Exchange Commission for swinging too far in the wrong direction.
Business plea to SEC: Too early for Scope 3 disclosures
Business groups say they are worried about the potential difficulty of complying with higher standards for climate disclosure.
Clayton says he will exit SEC Dec. 23
Trump will likely name either Hester Peirce or Elad Roisman — the SEC’s Republican commissioners — as acting chairman
Jay Clayton’s legacy at the SEC: productive or partisan?
As he heads for the door, the SEC chairman presided over a record 65 final rulemakings at the agency
SEC’s Clayton to step down at year’s end
Democrat Joe Biden is expected to name his chairman pick in the coming weeks
Reg BI promotes same standard of care across advice models: SEC’s Clayton
'I think it’s going pretty well,' he said about the first four months since implementation
How a Biden win in November reshapes investment advice rules
Democrats scrapping the Trump administration’s reforms hinges on who’s picked to lead the SEC
Senate confirms Peirce, Crenshaw as SEC members
Peirce was reappointed to a Republican seat; Crenshaw fills a Democratic slot
Clayton’s possible departure unlikely to disrupt Reg BI
The SEC chair has placed much political capital into reforming the agency's rules
SEC chairman emphasizes Reg BI protections on rollovers, complex product sales
Pandemic conditions make acting in clients’ interests even more important, Jay Clayton says
