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Big U.S. banks could see profits jump 20% with deregulation
Allowing bond purchases with borrowed funds would have the biggest impact
Despite efforts to change image, Wall Street fails to regain trust of Americans
Fewer than a third of Americans view bankers and billionaires positively, unchanged from 2009.
Betterment targets more affluent investors
Robo-adviser's overhaul of its brand comes as traditional players start to employ more technology when providing investment advice.
JP Morgan Securities duo with $200M in AUM joins Bolton Global Capital
A JP Morgan Securities team that managed more than $200 million has joined Bolton Global Capital, according to…
JP Morgan Chase puts off plan to move some clients to self-directed platform
As a result of the DOL fiduciary delay, the bank said customers could continue to use financial advisers as they had in the past.
JPMorgan and former brokers reach $5.7 million settlement to end overtime pay dispute
The five-year class-action battle involved 1,056 former financial advisers.
Brokers riled by overlapping enforcement penalties from multiple regulators
With several agencies patrolling the same beat, advisers and firms can be hit with numerous sanctions for a single infraction.
SEC watchers say Trump may not follow traditional party split on regulatory panel
The president could appoint two independent members or simply leave the vacancies open.
J.P. Morgan moves ahead on dropping retirement commissions
Clients will be moved to self-directed accounts; bank may kill shift if DOL rule is dropped.
J.P. Morgan faces second suit alleging self-dealing in 401(k) plan
The lawsuit alleges that half of the 401(k) plan's investment options were affiliated with J.P. Morgan.
JPMorgan to pay $264 million to end probe into its hiring practices in China
JPMorgan Chase & Co. agreed to pay about $264 million to settle U.S. allegations that it hired children…
JPMorgan settles China hiring charges for $264 million
Plus: The Fed hints yet again, Wunderlich Securities brings in $500M, and Credit Suisse shutters leveraged/inverse oil ETNs
Downtrodden international funds looking for a break
Emerging markets the engine behind most growth now.
For ETF providers, penetrating target-date fund market a challenge
The primary reason: TDFs built on institutionally priced mutual fund shares or collective trusts can produce as low or lower fees than ETFs.
Old school fund companies Goldman, JPMorgan wade deeper into ETF market
Embracing the reality of where the money is headed.
Bank of America, JPMorgan Chase, Morgan Stanley, Wells Fargo oppose anti-DOL fiduciary rule lawsuits
In a split with regional brokerage firm, the wirehouses favor compliance over fighting the Labor Department.
Jamie Dimon says JPMorgan can offer free robo-advice to best clients
No-cost brokerage trades also an option for bundle of products.
Pay rule may give BlackRock recruiting boost over JPMorgan
U.S. incentive-compensation proposal toughest on large lenders.
J.P. Morgan broker-dealer and custodian fined $1 million
The bank's broker-dealer and custody and clearing arm allegedly violated SEC and Finra rules through operational, supervisory and record-keeping misconduct.
Fidelity research highlights the active-management edge
Low fund fees and big fund complexes equal outperformance.
