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mandatory arbitration

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Topic
  • News
  • February 1, 2024

Investor advocates call on SEC to end RIAs’ use of mandatory arbitration

'Investors are forced into an arbitration process that’s unfair – a process that too often leaves retirees ripped off by unscrupulous RIAs and then priced out of  justice by forced arbitration clauses inserted by folks who are fake fiduciaries,' PIABA president says.