Displaying 221 results
Advisers on the move: Sept. 24
CLS Investments LLC of Omaha, Neb., has made changes to its executive team. Todd Clarke, 43, was…
Advisers on the move: Sept. 17
Forward Management LLC of San Francisco has added four members to its sales team. John Harty, 39,…
Advisers on the move: Sept. 10
Fred Alger & Co. Inc. of New York has named five executives to its sales team. Philip…
Advisers on the move: Aug. 27
ETF Portfolio Partners Inc. of Leawood, Kan., has hired David A. Vaughn, 44, as a senior investment adviser.
People on the move: Aug. 20
Morningstar Inc. of Chicago has named Thomas Idzorek, 41, president of its global investment management division. He…
Advisers on the move: Aug. 13
Horizon Cash Management LLC of Chicago has named Michael Markowitz, 47, chief investment officer. He remains executive…
E.F. Hutton reaches into alumni ranks for director
E.F. Hutton Group, the long-dormant brokerage firm that recently announced its relaunch, announced today that Jamie Price has joined its board of directors
People on the move: June 18
Clark Capital Management Group Inc. of Philadelphia has promoted Brendan Clark, 49, to president, from executive vice president…
People on the move: June 4
The Money Management Institute of Chicago has announced its officers and board of governors for the upcoming year.
People on the move: April 23
UAT Inc. of Englewood, Colo., has brought David Collett, 52, aboard as a partner, chief financial officer and…
People on the move: May 7
Adirondack Trading Group LLC of New Woodstock, N.Y., has hired six registered representatives. Gene Austin, 43, and…
People on the move: April 30
Northern Trust Corp. of Chicago has made changes to its West Coast executive team. Dino De Vita,…
People on the move: April 16
RiverNorth Capital Management LLC of Chicago has hired Eric Metz, 31, as a portfolio manager and derivatives strat-egist.
People on the move: April 9
Terril & Co. Inc. of Sunset Hills, Mo., has hired Tricia Warner, 43, as a research assistant.
People on the move: March 26
Four Wood Capital Partners of New York has hired Fred Scott III, 39, as managing director of the…
People on the move: March 19
Beverly Hills (Calif.) Wealth Management LLC has added two members to its team. Bart Albrigo, 59, has…
People on the move: March 12
SK Wealth Management LLC of Providence, R.I., has promoted Jason Archambault, 45, to managing member. He will…
Lenny Dykstra as investment guru? Advisers say, ‘Be leery, dude’
Less than nine months after filing bankruptcy, Nails is back in the investment game.
People on the move: March 5
Lincoln Financial Group of Radnor, Pa., has promoted Jeff Coutts, 42, to corporate treasurer, from senior vice president…
People on the move: Feb. 27
Direxion Funds of Boston has made two additions to its sales team. Based in New York, J.
