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Topic

Tech funds’ performance breeds confidence in market

Mutual funds that invest in technology stocks are producing great returns — a sign that the market in general is improving, some say — and investors are starting to respond.

Topic
  • October 26, 2008

It’s a global meltdown

Two weeks after establishing a bear market low, the Dow Jones Industrial Average on Friday opened 400 points lower, carrying over the panicked selling from the Asian and European markets, and capping off another roller coaster week for stocks.

Topic
  • September 1, 2008

Is the bear market for financials over?

Some market watchers think that the unprecedented rout of financial stocks may have ended in July.

Topic
  • June 2, 2008

Brokerage firms win fewer suits against Finra

While broker-dealers were less successful in fighting Finra lawsuits in 2007 than they were a year earlier, battling may be worth it, according to a study by an Atlanta-based law firm.

Topic
  • December 3, 2007

Securities firms worry auto IRAs would hurt other savings plans

With legislation that would require businesses to provide employees with an easy way to save for retirement gaining momentum in Congress, securities industry concerns about the measure are mounting.

Topic
  • October 22, 2007

Treasury reviewing financial-reg system

The Department of the Treasury is seeking public input on how financial regulation might be im-proved, including ways to "reduce overlap" between federal and state regulators.

Topic
  • October 22, 2007

Uncertainty remains over Michigan’s tax on advisory firms

It still isn't clear whether the new 6% tax on services in Michigan will affect brokerage firms.

Topic
  • October 15, 2007

Special Report: Black Monday

This Friday marks the 20th anniversary of the last stock market crash.

Topic
  • October 8, 2007

Is agriculture arbitration bill the "tip of the iceberg’?

Arbitration legislation is heating up.

Topic

Small funds

Emerging-markets funds trump field…

Topic

Closed-end funds

www.investmentnews.com/assets/docs/CI1623346.PDF…