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Finra bars advisor who focused on special needs
Andrew Komarow was featured in InvestmentNews in May 2021 for his focus on understanding special-needs financial planning.
Private Advisor Group introduces Orion-powered investment platform
WealthSuite offers fund and ETF model portfolios that are intended to save time for the firm's more than 750 advisers.
R.J. Moore stepping down as CEO of Private Advisor Group
Frank Smith, an LPL veteran who's the firm's current president, will succeed Moore as chief executive in mid-January.
$1 billion California team joins Private Advisor Group
Irvine-based AK Financial Group will transition its RIA to Private Advisor Group's.
SEC fines Private Advisor Group $5.8 million for using high-fee mutual funds
It's the latest action in the SEC's long-running campaign to crack down on disclosure and best-execution failures involving 12b-1 fees.
Private Advisor Group buys $1.86 billion Minnesota RIA
The deal for Investors Financial Group suggests that Morristown, N.J.-based Private Advisor Group is in growth mode.
Private Advisor Group reels in new investor capital
Merchant Investment Management is a private partnership that invests in growth companies and other opportunities. According to its website, Merchant Investment Management this year has focused on investing in the wealth management industry.
Why is LPL’s biggest branch starting its own broker-dealer?
Private Advisor Group has taken the unusual step of launching its own broker-dealer with the intention of putting it in better position to grab referrals.
