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Canada’s CI Financial buys 11th US RIA since February
The $59 billion aggregator adds to the major footprint it's building south of its border with the purchase of Doyle Wealth Management
Big Canadian buyer of US RIAs applies to list on NYSE
CI Financial has acquired 10 U.S. registered investment advisers since February, and plans to buy more
RIAs are killing it in 2020 recruiting
The numbers are way up, even as firms struggle amid the COVID-19 pandemic
Canadian buyer notches 10th US RIA deal this year
CI Financial adds Houston's Stavis & Cohen, bringing its US advisory assets to $13 billion
Competition outpaces COVID-19 woes for RIAs
The majority of advisers say new entrants are the most concerning barrier for growth, according to Schwab's Independent Advisor Outlook Study
Strategies of top-performing firms can help RIAs thrive
Whatever the future may hold, insights from Schwab’s 2020 RIA Benchmarking Study can help advisers position themselves for success
I was an RIA summer intern: Here’s my advice to advisers
The main reason I believe students are unfamiliar with this profession is that the opportunity is not on the radar at many college campuses
How advisers are fending off fee pressure
Clients are willing to pay top dollar for advice, but are asking for additional offerings and services
Canadian teachers become unlikely owners of US advisory firm
Allworth Financial entered growth mode under its previous private equity owners, landing 10 acquisitions in just three years
Mapping a momentous shift in adviser geography
With technology allowing advisers to serve clients from almost anywhere, what’s stopping them from relocating their whole operation to greener pastures?
Low-cost VA for RIAs introduced by RetireOne and Protective
The variable annuity product has mortality and expense fees of 30 basis points
Will RIAs adapt fast enough to compete? Joe Duran, Michael Kitces debate
The industry icons expressed differing views on the future of advice during InvestmentNews’ FinTech Virtual Summit
Third-quarter RIA deals break a record
Transactions during the quarter totaled 55, with many involving ‘professional’ buyers, Echelon reports
Forget the F-word — RIAs play down fiduciary standard online
A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages
B-Ds may be more likely to recommend complex products than RIAs
The NASAA report analyzed the results of a benchmarking exam taken prior to implementation of Reg BI
Trio managing $421 million at Oppenheimer launch RIA
The newly minted advisory firm, Oxler Private Wealth, has chosen Pershing as its custodian
Small RIAs delay succession planning during pandemic: DeVoe survey
Confidence has increased among respondents that the next generation can afford to buy firms
OpenInvest launches ESG reporting software
Advisers will have an easier time exposing clients to companies that meet customizable environmental, social and governance guidelines
How our response to the pandemic created a better normal
Robust communication encouraged our clients to continue with their investment strategies
RIA buyers see the consolidators consolidating
Executives from Carson Group, Creative Planning, Hightower, Sanctuary Wealth and Thrivent say M&A is here to stay
