Displaying 17 results
Dynasty Financial taps industry veteran Tim Oden
The platform continues to elevate its appeal to RIAs with the appointment of the longtime Schwab executive.
Schwab execs declare RIA transition from TD a success
Despite some minor glitches and some email outreach confusion, most advisors are handling the change well.
RIA with $3.1B leaving Schwab’s custodian for Axos
CG Advisor also has a relationship with LPL's custodian and is looking to partner with a third or fourth custodian.
Practifi COO Emily Wilcox talks about improving advisor tech adoption
Wilcox blames the low level of adoption on some tools on the fact that firms aren't spending enough time training advisors on the technology after they invest in it.
Altruist raises $112 million to challenge Schwab, Fidelity
The Los Angeles-based custodian's latest funding round was led by Insight Partners and Adam Street Partners.
As RIA industry swells, advisors discover pros and cons of growth
According to the latest report from Schwab Advisor Services, RIAs need to jump on the growth train in order to keep pace.
Schwab sees increasing tech adoption among RIAs
According to data collected from 14,000 RIAs, 80% are using digital client onboarding tools.
Hiring overtakes client growth for first time in Schwab study on RIA compensation
Eight in 10 RIAs planned to hire in 2022, with firms looking to fill an average of six new roles over the next five years.
Schwab’s Bernie Clark addresses questions, concerns about TD integration
Clark acknowledges the technical challenges that the migration of advisers and clients poses but argues that Schwab and TD have very similar cultures.
Schwab promises to support advisers through integration hiccups
The 2022 Charles Schwab Impact conference brought 5,000 attendees, including 2,500 financial advisers, to Denver this week.
Schwab sets date to transition advisers, clients and assets from TD Ameritrade
Tom Bradley of Schwab reiterated his promise to advisers that there will be no repapering of clients and that most firms will be able to keep their service teams.
Fintech Bytes: Morgan Stanley AI, Docupace hires Lori Hardwick, and Franklin Templeton integrates LifeYield
Here are some of the other fintech headlines you may have missed this week.
Schwab adds 800 funds to no-transaction-fee program
The funds are in addition to the more than 130 no-transaction-fee, institutional share class funds from T. Rowe Price on the platform, which was announced in December.
Schwab exec updates progress on integrating TD Ameritrade technology
Alison Dooher, head of digital adviser solutions at Schwab Advisor Services, gives a look at the brokerage's integration road map.
Schwab enhances digital onboarding to support multiple account opening
The latest update to Schwab Advisor Services' digital onboarding technology lets independent financial advisers open and fund up to 10 new client accounts in a single workflow.
Schwab provides four-year grant to encourage planner diversity
The CFP Board Center for Financial Planning will use the money to support scholarships for CFP certification candidates.
Schwab’s Bernie Clark christens TD deal with open arms to RIAs
'We are committed to every size adviser,' he said during a conference call to mark the closing of the historic deal
