Displaying 17 results
Clock is ticking for Cetera IPO
If the brokerage is eyeing an IPO in the next five years, as sources say, it’s got a lot of work to do to get ready.
Q3 advisor moves down 18.9% from year before
The recruiting data show advisors' preference for operating under independent models.
Raymond James adds $2.6B team from Securian
San Ramon, California-based Summit Financial Group includes 16 financial advisors.
Cetera closes deal for Securian wealth business
The acquisition brings Cetera nearly $50 billion in client assets and more than 91% of Securian’s advisors.
Cetera sees 9% of Securian advisors bolt after acquisition
Meanwhile, Cetera is offering tailored retention bonuses to Securian advisors who manage offices.
Cetera CEO Antoniades: ‘I’m not going anywhere’
Regardless, plenty of questions remain about the future of the long-time Cetera executive.
$881 million team from Securian moves to Commonwealth
Foundations Financial Partners in Doylestown, Pennsylvania, had been affiliated with Securian for 32 years.
Cetera goes more RIA-ish by hiring Durbin from Fidelity
It's in the best interest of Cetera's owner, Genstar Capital, to make the broker-dealer network look as much like a registered investment advisor as possible.
Cetera sees dozens of Securian advisors walk in wake of deal
According to InvestmentNews data, the top two destinations for advisors leaving Securian this year are LPL Financial and StanCorp Equities.
LPL snags $850 million Securian team in wake of Cetera deal
Toledo, Ohio-based Financial Design Group has 14 advisors. Over the winter, recruiters had cited LPL as one of the firms likely to target Securian advisors.
Cetera CEO Antoniades enthusiastic about Securian pickup
But the deal raises the possibility other firms may go after the Securian advisors; Cetera and LPL have faced off in the past over recruiting advisors amid an acquisition.
Cetera to buy Securian’s wealth business
The deal will bring Cetera more than 1,000 advisors with $24.8 billion in assets under management and $47.4 billion in assets under administration.
Securian and Qualified Plan Advisors offer personalized managed accounts
The accounts are to be used in retirement plans, and Stadion Money Management will serve as the program's fiduciary.
Standard to buy Securian’s record-keeping business
The sale does not include Securian's pension risk transfer and institutional retirement businesses.
Securian team managing $203 million bolts for SagePoint
Brian Falconer and 16 reps operate as Wealth Management Resource Group in Braintree, Massachusetts.
Strategic Retirement Partners picks Securian for its PEP
Securian will serve as the pooled plan provider and ERISA 3(16) fiduciary, while Strategic Retirement will provide ERISA 3(38) investment management and consulting services.
Securian Financial Group buys H. Beck
Another independent-contractor broker-dealer is being sold — and this time an insurance company is pulling the trigger on the deal.
