Displaying 17 results
Finra bars ex-Wells Fargo broker firm accused of theft
“We’ve done scores of theft cases over the years and it’s a cancer," said one attorney.
Steward adds $488M with twin acquisitions
The hybrid’s new deals expand its presence in the Virginia and Ohio markets.
Steward Partners hails strong start to 2024 recruiting
The hybrid RIA expects its $1 billion haul of new client assets in the first quarter will set it up for a repeat of its robust 2023.
Ramapo Wealth Advisors gains strength with Invesco hire
The New Jersey independent’s newest partner and wealth advisor’s history includes stints at UBS and Merrill Lynch.
Gold standard drives Steward’s growth
Steward Partners CEO talks about the value of its equity ownership model, why the wirehouses have already lost, and plans to continue the firm’s M&A momentum.
Steward Partners attracts ‘peachy’ $275M partner for its first Georgia offices
Expansion comes via two advisors who join from Wells Fargo.
Steward Partners picks up $170M team in Florida from Hightower
It's the first team to join the firm’s RIA-only IAR offering.
Merrill Lynch team with $450m leaves for Steward Partners
Advisors Mark Morasky, Erik Clay and Chris Figaro are launching Vantage Point Private Wealth.
Stocks can’t continue to ignore recession risk
Despite the recent surge in equities, most market watchers expect stocks to finish the year flat or down from current levels.
Steward Partners adds team from UBS overseeing $200 million
James Forsyth and Steven Miller, who operate as the Valencia Group, will be Steward Partners' first team in the Los Angeles metropolitan area.
Steward Partners finds balance by adding Pershing custody alongside Raymond James
The addition of breakaway Ensign Wealth Partners, a $500 million RIA, pushes Steward's total custodial assets on the Pershing platform to more than $1 billion.
Industry leaders discuss M&A trends at RIA Summit 2022
2022 is on pace to be another record year for adviser M&A, but the market is becoming more competitive.
Wells Fargo adviser managing $220 million goes indie with Steward Partners
Thomas Barr will operate his firm, Barr Wealth Management, from Steward's New York City offices.
Raymond James hanging onto RIA assets of shifting advisers: Reilly
Raymond James said that its head count of private client group financial advisers was 8,616 at the end of June, an increase of 203 compared to a year earlier.
Goldman Sachs enters custody business with Steward Partners as first client
Steward will use Goldman for assets held at Umpqua Investments, which it acquired recently.
Pritzker takes minority stake in Steward Partners
The merchant bank's $100 million investment will give Pritzker two seats on Steward's board.
Steward Partners nears $5B as it continues to recruit wirehouse reps
The firm is an employee-owned, independent partnership associated with Raymond James, and has found success with its collegial 'no-jerk policy' for those who'd like to join.
