Displaying 11 results
Former Triad broker’s medical company loses Florida real estate judgment
"This is more bad news," says a plaintiff's attorney.
Cetera recruits three-decade veteran from Triad
The seasoned advisor oversees more than $120 million in assets at his planning and investment practice in Rome, Georgia.
Giant conflicts alleged involving a former advisor
'I worked my whole life trying to save for now, and I can't retire,' says Galia Meiri, one of the advisor's clients.
Arkadios adds two firms from Triad
Atlanta-based Peachtree Wealth Advisors and Arizona-based RBG Capital have combined assets totaling more than $600 million.
Advisor Group makes rebranding campaign official
A new name is forthcoming, and the firm's eight independent broker-dealers will be merged under that new name in 18 months.
Large retirement plan consultant switches to Triad
Gallagher Retirement Plan Consulting, which is based in Elmhurt, Illinois, had previously been affiliated with Kestra.
Women-owned $220 million hybrid shifts to Commonwealth from Triad
Four-adviser Stonebridge Financial Planning Group, which is based in Orlando, Florida, specializes in working with women in transition.
Hybrid advising on $300 million switches to Arkadios from Triad
A JPMorgan Bank rep who advises on $200 million also moves to Atlanta-based Arkadios Capital.
Group advising on $470 million switches from Triad to Arkadios
Wagner Wealth Management, based in Greenville, South Carolina, has seven reps.
Hybrid managing $275 million switches to Triad Advisors
Argent Bridge Advisors, based in Vienna, Va., changes RIA and B-D platforms.
Hybrid firm managing $900 million switches affiliation to Triad Advisors
Calif.-based Continuum Advisory makes change after only 20 months.
