Displaying 4 results
Team from United Planners jumps to LPL
Georgia-based GER Loftin Wealth Advisors oversees $225 million in client assets.
Finra dings another IBD over sales of GPB private placements
United Planners' Financial Services was negligent in 2018 when it failed to inform clients that GPB had missed a deadline for filing financial information, according to Finra.
United Planners adopts private network solution
The independent broker-dealer says the cybersecurity system from cleverDome offers more control than a virtual private network.
Massachusetts fines United Planners $100,000 in real estate scam case
Regulator also fines broker Thomas T. Riquier $50,000 and bars him.
