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Trump Media stock plunges after SEC auditing bombshell
The company’s share price slumped after the federal regulator revealed charges of “massive fraud” against its auditing firm, leading to $14M in penalties.
SEC warns industry against marketing rule pitfalls
An alert from the regulator details problems it found in firms' compliance procedures, advertising practices, and Form ADV disclosures.
SEC climate rule leaves a lot up to companies
There will likely be a legal challenge, even though the SEC appears to have trimmed the climate rule to withstand litigation, lawyers said.
SEC passes climate rule that leaves no one happy
Scope 3 emissions excluded, commissioner says steps forward are 'bare minimum.'
Former Morgan Stanley broker running for office reviewing $147K award
Deborah Adeimy claimed firm blocked her from running in GOP primary, aide says 'we're unclear how award figure was calculated.'
Spot bitcoin ETFs will be in SEC’s crosshairs
The products, which could begin trading Thursday, will be closely scrutinized by the regulator, which did not approve them willingly, a lawyer says.
