Displaying 8 results
Osaic adds $280M with father-daughter advisor duo
The firm is expanding its footprint in North Carolina and Maryland with a multigenerational advisory practice from Valic.
LPL recruits $260 million group focusing on 403(b) plans
The diverse practice in Albuquerque, New Mexico, is led by financial advisor Angelo Burns.
LPL snaps up advisory team with $350 million in assets
The Scottsdale, Arizona-based duo, who have a combined four decades of wealth management experience, join from Valic Financial Advisors
$200 million team from Valic signs on with LPL
Rodney Van Buren and Whitney Colton have launched Van Buren Wealth Management in Melbourne, Florida.
LPL nabs advisor managing $300 million from Valic
Timothy Lanier’s firm in Neptune Beach, Florida, focuses on serving doctors and health care executives.
SEC orders AIG unit to pay $40 million for disclosure violations in teacher retirement plans
Effort highlights agency’s teacher initiative, but expert calls it ‘slap on wrist’
Former Valic broker Craig Edward Lewis barred for no-show
Finra was investigating whether he engaged in prohibited sales activities.
Finra hits Valic Financial Advisors with $1.75M fine for creating compensation conflicts
Regulator said reps were incentivized to sell firm's annuities and discouraged from selling non-proprietary products.
