Displaying 31 results
Hybrid managing $300 million moves to LPL from Voya
Crossroads Financial Services will use Financial Services Network as an office of supervisory jurisdiction
Voya Financial sees $600 million AUM group jump to Cambridge
Vision Financial Group moved to Cambridge the first week of May
BlackRock, Voya revive a credit trade that returned double-digits
Asset managers, who spent much of the past decade battling low yields, are now raising cash to seize on deep discounts
Will B-Ds sidestep disaster by cutting real estate investments?
The economy is largely shut down, making it difficult to determine the value of commercial real estate
401(k) provider facilitates COVID-19 withdrawals and loans
Voya Financial will rebate certain fees related to early withdrawals and loans through September
As Voya Financial sells off insurance groups, attention turns to its broker-dealer
Voya Financial Advisors faces questions about its future as parent restructures
Voya Financial Advisors settles with more than a dozen clients of former broker
So far, the firm has paid more than $900,000 on complaints about the REITs and variable annuities the broker used in clients' portfolios.
Voya retirement chief talks M&A, fee pressure and emerging 401(k) fraud
Charlie Nelson oversees one of the largest retirement-plan record-keeping operations.
SEC reaches $3.6 million settlement with Voya over securities lending
Voya wrongly recalled securities it had loaned out to mutual fund clients early in order to give a tax benefit to its insurance affiliates.
Voya sued by participant in $2.8 million plan for excessive 401(k) fees
The plaintiff claims Voya potentially earns more than $1 billion per year in "excessive compensation" from its nearly 50,000 record-keeping clients.
Voya restricts variable-annuity sales under regulatory pressure
In response to Finra's warning on suitability, the firm's affiliated brokers will no longer sell certain types of L share annuities, a move that puts the company in line with other B-Ds.
