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Edward Wedbush, founder of Wedbush Securities, dies at 87
Mr. Wedbush, who was known as Ed, founded his firm in 1955 as Wedbush & Co.
SEC blasts Wedbush for ongoing failure to supervise
Agency says firm failed to take action against pump-and-dump fraud.
Finra fines Wedbush $1.5 million for net capital rule violations
During five-month period, firm's deficiency ranged from $10.5 million to $59.4 million.
SEC penalizes 13 firms for improper sales of Puerto Rican bonds
The SEC cracks down on financial firms, including Schwab, J.P. Morgan Securities, Lebenthal, Oppenheimer, TD Ameritrade, UBS and Wedbush for selling risky debt beneath the minimum allotment of $100,000 for a single transaction.
Larry Hagman’s ex-MSSB broker jumps to Wedbush amidst dispute
Lisa Detanna, a former broker at Morgan Stanley Smith Barney LLC who became embroiled in an arbitration claim filed by actor Larry Hagman, has moved to Wedbush Securities Inc. in Los Angeles.
SEC suit raises disclosure questions for breakaway reps
Do breakaway brokers have to disclose to clients how much they stand to gain by going independent?
