Displaying 13 results
Former Wells Fargo indie broker is barred by Finra
The broker, Jayson Pocius, was 'discharged' last year from Wells Fargo Advisors Financial Network.
Wells Fargo’s indy group, FiNet, bumps up fee for big advisors
What's not clear is how many FiNet advisors will feel the sting of the fee increase.
Indiana-based hybrid hires former Wells Fargo exec
John Peluso retired in September as head of Wells Fargo’s clearing operations, and earlier presided over FiNet.
Q3 advisor moves down 18.9% from year before
The recruiting data show advisors' preference for operating under independent models.
Wells Fargo advisors jumping internally — to FiNet
'The bank is trying to keep advisors who would have left anyway and keep revenue in house,' one recruiter notes.
Wells Fargo attracting advisors to fast-growing indie channel
The Wall Street firm wants a bigger slice of the wealth management pie.
Osaic nabs veteran Wells Fargo group managing $600 million in Michigan
Labor Day weekend is a traditional time for financial advisors to leave one firm and be recruited by another.
More turnover at top of Wells Fargo brokerage group
'New leadership has been making big strides,' says industry source.
Advisor satisfaction with firms hinges on time spent with clients: J.D. Power
Annual survey reveals highest and lowest scoring firms, while one advisor questions work ethic of some peers.
Wells Fargo FiNet team managing $180 million switches to Prospera
Thayer Potter founded Twin River Wealth Management, based on Selingsgrove, Pennsylvania, in 2017.
Signs of stability, finally, at Wells Fargo Advisors?
Annualized revenue per financial adviser increased at Wells Fargo Advisors, according to second-quarter earnings, even though the market tanked during the first half of this year.
Reslicing the profit pie at Wells Fargo
If the pie keeps growing, wirehouse brokers probably won’t mind getting a relatively smaller slice.
Wells Fargo to focus on indie B-D business. For real
Wells Fargo's IBD, FiNet, hasn't been 'a growth priority' for the wirehouse. Now it is. How has the strategy changed?
