Displaying 184 results
Regulators tackling EIA status
The SEC is expected soon to determine whether equity index annuities should be classified as securities or insurance products, according to an InvestmentNews report.
ETF approval could quicken
The SEC is working on a rule to help speed up the approval process for new exchange traded funds, according to a published report.
FPA awaits appeals court ruling
The future of the SEC’s controversial broker exemption regulation now rests in the hands of a federal appeals court.
Portfolio disclosure rule challenged
Activist hedge fund manager Phillip Goldstein has asked the SEC to exempt his firm from portfolio disclosure rules.
