Displaying 795 results
Mastering technology to serve more clients
With the advisor shortfall, firms will have to get more accomplished by leveraging tech.
Morgan Stanley banker to retire after $850B in real estate deals
Guy Metcalf has been with the Wall Street firm for 33 years.
TIAA hires six new leaders for wealth management team
The executives, all of whom are joining from other firms, will complement TIAA's current staff 'to help clients prepare for retirement and reach their financial goals,' an executive says.
Wells Fargo names Tom Nides vice chairman
Nides, former U.S. ambassador to Israel, has moved back and forth between Washington and Wall Street for years, including two stints at Morgan Stanley.
Former Merrill star manager Oden jumps to HSBC
But big banks can fall flat when it comes to building a home for financial advisors.
Carson Group’s Jamie Hopkins joining Bryn Mawr Trust
‘My personal mission is to enhance the financial security of Americans,’ says Hopkins, who will serve as the firm's director of private wealth management.
Morningstar to cut 12% of Sustainalytics staff
More than 200 people expected to lose their jobs.
Tom Berthel steps down as CEO of Berthel Fisher B-Ds, remains at holding company
Berthel Fisher has been known to sell a variety of alternative investments, which at times can be expensive and volatile.
Citi’s new wealth business leader will be one of five in new leadership structure
Wall Street banking group is simplifying its operating model and leadership structure.
Homrich Berg announces C-suite change
Thomas Carroll to replace Andy Berg at the RIA's helm in 2024.
Goldman confirms rumors of Laurence Stein’s departure
Goldman’s executive vice president and chief operating officer of its asset and wealth management division is retiring amid a wave of changes at the firm.
AssetMark CEO Natalie Wolfsen leaves for top job at Orion
As Wolfsen succeeds founder Eric Clarke as CEO of Orion, AssetMark announces she will be replaced by Michael Kim, a 13-year veteran of the company.
Goldman underperformers could be out next month
The Wall Street bank is likely to shed 1% to 5% of its workforce in annual review.
Commonwealth expands Talent Exchange Initiative
The firm aims to connect its advisors with a new generation of talent.
Another key executive to leave Goldman asset and wealth group?
The New York Post report comes after a string of executives have left the group in recent months.
Stratos hires experienced wealth management exec as chief operating officer
The firm is moving into a new phase of growth and has hired a former LPL, Citi, and Capital One leader.
David Canter stepping down as president of Bluespring
Canter joined Bluespring only a year ago after spending nearly 13 years at Fidelity Investments.
Schwab to cut staff and close offices to save $500M a year
The downsizing will cost Schwab $400 million to $500 million, it says in a regulatory filing.
Finra names new head of enforcement
Bill St. Louis, a long-time Finra executive, succeeds Christopher Kelly, who had served as acting head of enforcement since February.
Joe Duran returning to the RIA game
Duran's United Capital sold to Goldman Sachs in 2019 for $750 million in cash.
