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Wells Fargo team managing $800M joins Snowden Lane
Led by Tony Esses, the group based in Coral Gables, Florida, focuses on Argentinian investors.
Team managing $1.3 billion at Wells Fargo goes indie with LPL
The six-adviser group led by Larry Boggs is forming Boggs & Co. Wealth Management in Cumberland, Maryland.
Bank of America makes Juneteenth a holiday, joining JPMorgan, Wells Fargo
The banks told U.S. employees they'll receive a floating paid day off to mark the holiday commemorating the end of slavery in the U.S., which President Biden signed into law Thursday.
Team managing $1 billion at Wells Fargo goes to RBC
The four-adviser Seidler Cattich group is joining the firm in San Francisco.
Billion-dollar UBS team in Chicago suburbs goes indie
The six-adviser team, Puzzle Wealth Solutions, is affiliating with LPL Financial through OSJ Gladstone Wealth Partners.
Merrill Lynch, Morgan Stanley top execs say recruiting changes worked
Driving the recruiting overhaul at wirehouses over the past few years has been the tremendous expense of recruiting experienced financial advisers.
Duo managing $315 million at Wells moves to Raymond James
Bobby Conville Jr. and Earl Smith are joining the firm's employee unit in Ruston, Louisiana.
Morgan Stanley brings in ETrade executives
The investment bank is putting the finishing touches onto its $13 billion purchase of ETrade Financial, and has benefitted from ETrade’s direct, online access to a younger group of clients.
Trio managing $10.5 billion moves to UBS
The six-person team is leaving J.P. Morgan Private Bank in San Francisco.
Why advisers are sacrificing momentum to change firms
It seems counterintuitive that an adviser or team who may be riding the wave of their 'best year ever' would change jerseys or break for independence. Yet it’s happening in record numbers.
Duo managing $250 million at Wells Fargo joins Janney
Three sole practitioners managing $297 million in total are also moving to the firm.
Merrill Lynch details adviser development program
With a fresh take on adviser training, Merrill Lynch expects to increase diversity while graduating 1,000 new advisers per year. These advisers will be located in-office and report to their local market executives.
Merrill Lynch to launch new adviser training course, ends cold-calling
In keeping with the times, it appears that the practice of cold-calling is out and using social and business networking platforms like LinkedIn is in.
Wells Fargo team managing $468 million joins Raymond James
The four-adviser group is moving to the firm’s employee unit in Augusta, Georgia and will operate as the Cypress Wealth Group.
Morgan Stanley defies bank diversity trend
The leadership changes announced May 20 position a slate of potential successors to CEO James Gorman who are mostly white and male.
Morgan Stanley CEO Gorman revamps leadership
Andy Saperstein, head of wealth management, was named co-president along with Ted Pick, head of trading, as Gorman positions a small group as his most likely successors.
UBS to cut 700 jobs across wealth unit, investment bank
Over the next three years, the positions are expected to be eliminated in Switzerland alone, with the bulk at the corporate cost center and about 200 between wealth management and the bank’s Swiss unit for personal and corporate banking.
UBS nabs $1.8 billion duo from J.P. Morgan
John Farrell and Joel East are joining the UBS branch in Fort Worth, Texas.
Rockefeller adds UBS team managing $1.9 billion
Knowlton Knowlton & Larsen will be Rockefeller's first group of advisers in Boston.
Trio managing $215 million at UBS goes indie at LPL
The Atlanta-based, woman-led team is affiliating through Gladstone Wealth Partners, an office of supervisory jurisdiction.
