Vanderbilt Financial Group

125 Froehlich Farm Boulevard
Woodbury, New York 11797
www.JoinVanderbilt.com

Clearing firm: National Financial Services, Fidelity Clearing & Custody, TD Ameritrade & Charles Schwab 
No. advisers: 225
AUM: $5,042,415,514
Year founded: 1971
Year end: Sept. 30
No. of retail offices: 110

COMPANY OVERVIEW

Vanderbilt Financial Group is a rapidly growing mid-sized Broker Dealer & Advisory firm focused on customer service and a unique culture of G.R.I.T.T. – Gratitude, Respect, Innovation, Teamwork & Trustworthiness.

Vanderbilt has won Best Places to Work for the 4 consecutive years by Long Island Business News and is proud to offer all of our advisors the following advantages:

• Multiple Clearing Options
  National Financial Services
  TD Ameritrade
  Charles Schwab
  Fidelity IWS
• Easy access to Management & Back Office
• Complete open architecture
• Flexible environment with an intense focus on serving our financial advisors.
• Corporate focus on Sustainability & Impact Investing
• Full Straight through processing technology suite
  Docupace
  DocuSign
  Albridge
  Black Diamond
  Redtail CRM
• In-House Website, Graphics Design & Social Media Assistance
• In-House Bond Desk
• In-House Chief Economist
• Client Texting capabilities
• Advisor 1099 Group Health Insurance
• Consultative Compliance
• One of the lowest advisor level fee structures in the industry
• Transition Concierge Services with DocuSign
• Experience serving Entrepreneurial Advisors like you!

Company Contacts

Chairman: Steve Distante
CEO: Heidi Distante
President: Joseph Trifiletti 631-845-5100
Chief Operating Officer: Daniel Antenor
Chief Financial Officer: Megan Plapp
Chief Compliance Officer: Doug Geraghty

DOWNLOAD BROCHURE

All data and information is the property of Vanderbilt Financial Group and is protected by intellectual property laws. All rights reserved by Vanderbilt Financial Group. Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates. Securities offered through Vanderbilt Securities, LLC. Member FINRA & SIPC. Registered with MSRB. Clearing agent: Fidelity Clearing & Custody Solutions. Advisory Services offered through Vanderbilt Advisory Services & Consolidated Portfolio Review. Clearing agents: Fidelity Clearing & Custody Solutions, Charles Schwab & TD Ameritrade. Insurance Services offered though Vanderbitl Insurance and other agencies.

For comments or suggestions about the Adviser Center, please contact us.