Labor Day weekend is a traditional time for financial advisors to leave one firm and be recruited by another.
Carrie Tolstedt, the bank's former head of retail banking, pled guilty this year to obstructing the investigation of the bank's fake accounts.
The firm is targeting 3,000 domestic job cuts and more than $10 billion in cost savings.
Global firm's wealth management unit was among its star performers.
New independent wealth firm also specializes in helping women in transition.
Some Wells Fargo Advisors clients never got promised discounts, according to the regulator.
Pension funds led by the Iowa Public Employees' Retirement System brought an antitrust action related to the banks' control of the market for stock loans used for hedging and short selling.
A broker in the firm's Garden City, New York, office put way too much WisdomTree stock in his aunt's portfolio.
Burdette Park will launch eponymous firm in Louisville, Kentucky.
The total of 6,757 advisors moving between advisory and brokerage firms in the first half is the lowest level seen in the data, which go back to 2009.
The ESOP Group, founded in 1989, specializes in working with business owners on the sale of their businesses.
The case, which dates back to 2006 and 2007, relates to the issuance, underwriting and sale of the securities.
Jack Ginter was the president of Wells Fargo's private bank until he left in 2021.
The Swiss-headquartered wealth manager has expanded its advisor head count in Ohio.
Even as the bank removes Credit Suisse nameplates, more legal storm clouds roll in.
Firm has big plans for growth, acquisitions.
Outgoing CEO Gorman wants an outcome in which the rejected finalists stay with the firm.
Brendan Wood has managed approximately $130M in assets, most recently with Merrill Lynch.
Veritas Legacy Wealth launches with support from LPL Financial's Strategic Wealth Services.
Wells Fargo units agreed to pay $125 million to the SEC and $75 million to the CFTC.
