Displaying 746 results
Ameriprise’s indie unit nabs woman-led team managing $1.7 billion
Jennifer Marcontell had been with Edward Jones for 22 years in Baytown, Texas.
HSBC hires RadiantESG to give fund ESG treatment
The mandate to redo the bank's small- and mid-cap growth mutual fund represents RadiantESG's second portfolio.
A happenstance focus on wealthy widows
Spuds Powell defies popular thinking with the niche client base he's built, one that he says makes both him and his clients happy.
Why finfluencers especially resonate with women and minorities
Style often trumps substance for personal finance commentators on social media platforms, though some are blending the best of digital and traditional advice
Finra sets big change in motion with new option for licensing grace period
The new Maintaining Qualifications Program reconciles Finra licensing requirements with common career and family timelines.
New diversity tools arriving just in time to win the war for talent
Amid the healthy growth in jobs, more resources are becoming available to help employers recruit women and minorities.
Quotas prove irrelevant as companies diversify boards on their own terms
Peer pressure is accomplishing what quota laws never could, anyway.
RayJay appoints sustainable investing head
Samantha Trebesch previously led the firm's private client group strategy and planning team.
Women give more, differently, sparked by recent upheaval
New research reveals sharp generational differences as women double down on their philanthropic priorities.
Wells Fargo used fake job interviews to promote diversity: Report
The job interviews seemed designed to bolster Wells Fargo's record of its diversity efforts rather than actually hiring women or people of color, the New York Times reported.
T. Rowe nabs ESG exec from BlackRock
Poppy Allonby, who will work out of T. Rowe’s London office, will oversee the company's ESG strategy at a high level.
Judge strikes down California board gender quota law
A California law requiring that publicly held companies have a minimum number of women on their boards was struck down on May 13.
4 top planning needs for sophisticated advisory firms
How should firms organize, develop and manage their operations to ensure continued success as they grow?
10 IBDs with the highest portion of female reps
Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Ameriprise recruits $450 million team from UBS
Christine Gustafson and her team at Phoenix Wealth Management are based in Phoenix, Arizona.
Advisor Group adds two execs to leadership team
Dimple Shah is named executive vice president of corporate strategy and Iryna Northrip becomes chief compliance officer for investment advisory.
Infuse meaning in milestones to attract, retain women clients
Many women advisers are uniquely equipped to catalyze clients' values into plans and actions, said speakers at the Women Adviser Summit.
Billion-dollar adviser accuses JPMorgan of misogyny
Gwen Campbell says in a complaint filed with the EEOC that she was subjected to 'name-calling' and 'sexist decrees' when she joined JPMorgan in 2020.
UBS team managing $270 million joins Sanctuary
The three-person team in Santa Barbara, California, is led by Antonia LaRocca and operates as Saige Private Wealth.
Advisers searching for new and diverse talent should cast a wider net
Building a more diverse workforce solves multiple challenges currently facing the wealth management industry.
