Independent Broker-Dealers: Top broker-dealers ranked by reps producing over $100,000

Top broker-dealers ranked by reps producing over $100,000

Click column headers to sort fields

Rank	Broker-dealer	No. of reps
1	LPL Financial*	5432
•	Associated Securities Corp.	121
•	Mutual Service Corp.	547
•	Waterstone Financial Group	275
2	AIG Advisor Group	2782
•	AIG Financial Advisors Inc.	997
•	FSC Securities Corp.	753
•	Royal Alliance	1032
3	ING Advisors Network	2412
•	Financial Network Investment Corp.	848
•	ING Financial Partners	672
•	Multi-Financial Securities Corp.	398
•	Primevest Financial Services Inc.	494
4	AXA Advisors LLC	2319
5	Raymond James Financial Services Inc.	2316
6	National Planning Holdings Inc.	1423
•	Invest Financial Corp.	454
•	Investment Centers of America Inc.	172
•	National Planning Corp.	524
•	SII Investments Inc.	273
7	Commonwealth Financial Network	1053
8	Northwestern Mutual	824
9	Advanced Equities Financial Corp.	806
•	FFP Securities Inc.	386
•	First Allied Securities Inc.	420
10	Securities America Inc.	715
11	Woodbury Financial Services Inc.	681
12	Cambridge Investment Research Inc.	606
13	Wachovia Securities Financial Network	600
14	H.D. Vest Financial Services	565
15	MML Investors Services Inc.	557
16	J.P. Turner & Co. LLC	500
16	Princor Financial Services Corp.	500
18	NFP Securities Inc.	497
19	MetLife Independent Broker/Dealer (Tower Square, Walnut Street)	472
20	InterSecurities Inc.	386
21	GunnAllen Financial Inc.	360
22	Securian Financial Services Inc.	347
23	Next Financial Group	344
24	Cadaret Grant & Co. Inc.	331
25	John Hancock Financial Network/Signator Investors Inc.	315
26	Park Avenue Securities LLC	304
27	The Investment Center Inc.	300
28	Ameritas Investment Corp.	276
29	Genworth Financial Securities Corp.	275
30	Crown Capital Securities LP	244
31	Centaurus Financial Inc.	240
31	Investors Capital Corp.	240
33	ProEquities Inc.	230
34	QA3 Financial Corp.	227
35	Geneos Wealth Management Inc.	210
36	Sigma Financial Corp.	210
37	Capital Financial Group Inc./H. Beck Inc.	208
38	Questar Capital Corp.	200
39	VSR Financial Services Inc.	192
40	American Portfolios Financial Services Inc.	189
41	Triad Advisors Inc.	186
42	M Holdings Securities Inc. (M Securities)	184
43	Summit Brokerage Services Inc.	180
44	Century Securities Associates Inc.	176
45	Capital Analysts Inc.	175
45	Kovack Securities Inc.	175
45	WRP Investments Inc.	175
48	Securities Service Network Inc.	153
49	Equity Services Inc.	150
49	Wunderlich Securities Inc.	150
53	Synergy Investment Group	149
54	Berthel Fisher & Co. Financial Services Inc.	144
55	Brecek & Young Advisors Inc.	144
56	Transamerica Financial Advisors Inc.	143
57	United Planners’ Financial Services of America	128
58	Pacific West Financial Group	126
59	LaSalle St. Securities LLC	121
59	The O.N. Equity Sales Co.	121
62	Great American Advisors Inc.	118
63	Delta Equity Services Corp.	100
63	Girard Securities Inc.	100
65	Sammons Securities Co. LLC	100
66	Prospera Financial Services Inc.	91
67	Harbour Investments Inc.	90
68	First Midwest Securities Inc.	88
69	PlanMember Securities Corp.	82
70	Southwest Securities Inc.	80
71	Wall Street Financial Group	77
72	cfd Investments Inc.	55
73	GBS Financial Corp.	45
74	Broker Dealer Financial Services Corp.	40
74	brokersXpress LLC	40
85	Eagle One Investments LLC	35
85	Ensemble Financial Services	35
87	Coordinated Capital Securities Inc.	20
88	Morgan Peabody & Co.	17
89	Cutter & Co. Inc.	15
90	Signal Securities Inc.	14
91	LifeMark Securities Corp.	10
92	Correll Co. Investment Services Corp.	4
*The LPL number represents all relevant affiliated registered representatives, including those at the broker-dealers listed here