News List


  • News
  • August 7, 2020

Envestnet developing fractional shares for advisers: CEO

The move would be a first by the industry’s largest TAMP by assets

  • News
  • August 7, 2020

Envestnet revenue up 5% during pandemic

The TAMP is eyeing ways to ramp up adviser usage of its quantitative portfolios after experiencing double-digit percentage growth during the second quarter

  • News
  • August 7, 2020

Evidence emerges of COVID-19’s impact on forced retirement

Unplanned retirement in the current crisis is higher than during the Great Recession, with women and people of color disproportionately affected, a report finds

  • News
  • August 7, 2020

UBS cuts ties with some Venezuelan clients amid U.S. sanctions

The move affects accounts with links to Venezuela's government or to the state-owned oil company, PDVSA

  • News
  • August 7, 2020

Can buffered ETFs help clients ride out the storms?

There's a growing appeal for the downside protection the products provide, but there's also a downside to that protection

  • News
  • August 7, 2020

SEC penalizes two RIAs $1 million over order flow payments

New Jersey-based WBI Investments and Millington Securities allegedly made misleading statements

  • News
  • August 7, 2020

SEC charges RIA with insider trading

Former NFL player Jack Brewer allegedly used nonpublic information to sell shares in COPsync

  • News
  • August 7, 2020

Planned CLO funds could be risky for retail investors, executive says

ETFs that invest in collateralized loan obligations, such as the one Janus Henderson is proposing, may trip up individuals

  • News
  • August 6, 2020

Senate confirms Peirce, Crenshaw as SEC members

Peirce was reappointed to a Republican seat; Crenshaw fills a Democratic slot

  • News
  • August 6, 2020

Charles Schwab to adopt TD Ameritrade’s trading, rebalancing tech

The brokerage plans to integrate the popular thinkorswim, thinkpipes and iRebal tools


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