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Recharging your brain with a sabbatical
Sometimes employees need an exodus from the professional grind that will give them some rest and time for fresh thinking, and even allow them to fulfill pursuits that have nothing to do with work.
Kane voted FPA 2023 president-elect
George Fernández was elected to replace Kane as the Financial Planning Association's treasurer.
Wall Street banks hire WhatsApp cops after being hit with big fines
In court documents, the SEC described at least a few senior managers at each firm who engaged in rampant texting with colleagues and clients.
Former Northern Trust exec Shundrawn Thomas launches private equity firm
Thomas is partnering with former Bank of America credit specialist Anthony Hoye to provide financing to minority and women-led businesses.
$13 billion branch office to leave Raymond James
Large branch offices of independent broker-dealers like Concurrent Advisors increasingly are flexing their muscles and either adding on new custodians or spinning off on their own.
How digital platforms can be more accessible to minority investors
Research uncovered three ways that investing platforms can foster a more inclusive and accessible environment for those living on a low to moderate income.
New thinking on neurodiversity opens doors for advisers
Autism, Asperger's, dyslexia and other neurological differences open surprising opportunities for talent and employers.
A time for difficult conversations
It may be time for advisers to talk to clients about reducing spending and either continuing or returning to work.
Market pullback, recession threat send more financial advisers to alternatives
In an RIA Lab discussion of what investors should expect from alternative investments, panelists note that fees are high and liquidity is limited.
How to help small-business-owner clients get started with their exit plan
Many owners of small firms don't plan their exit properly — or at all. Here are things advisers should keep in mind to help business-owner clients make plans.
Raymond James rolls out private wealth designation
The program offers six months of training in how to attract and work with high-net-worth and ultra-high-net-worth clients.
Lerner Group promotes three to partner
Michael Schneider, Megan Kowalski and David Sokolovsky will lead initiatives in the family office space.
Morgan Stanley study shows employees seeking beefed-up benefits
Sixty percent of workers say they're focusing more on their financial benefits compared to a year ago, according to the firm's survey.
Women take the lead at Advisor Group
The imperative for having more women in charge of brokerage and advisory firms is pretty clear — in the future women will control more of the nation's wealth.
‘Central Park Karen’ lawsuit over firing thrown out
Judge rejects Amy Cooper's suit against Franklin Resources in which she claimed racial and sexual discrimination and defamation.
Financial advisers debate the best way to charge clients
A new generation of advisers is critiquing traditional AUM fees and advocating for alternatives.
NAPA unveils new adviser designation for nonqualified plans
The credential will confirm an adviser’s expertise in working with nonqualified deferred compensation and executive compensation plans.
3 reasons advisers should take millennials more seriously
Millennials — those born between 1981 and 1997 — trail far behind older generations, with only 5% of the country's wealth. But they're starting to come into their own.
Enhancing tax alpha on a multi-account UMA platform
Adding a tax overlay to multiple unified managed accounts lets advisers generate tax alpha through APIs that identify and recommend tax-smart trades and sales.
Insurers talk big, spend small with diverse asset management firms
The largest American insurance companies have uneven track records with diversity when it comes to selecting asset managers.
