Close the insurance loophole for disgraced brokers
The fact that salespeople barred by one regulator can continue to get a green light from another is confounding
People worry about things falling through the cracks, whether it’s remembering to pay a utility bill or send a birthday card. A barred broker is far too large an object to fall between the cracks, and yet in some cases that’s what seems to be happening.
InvestmentNews has written repeatedly
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