SEC bars former Merrill Lynch adviser over alleged $1.7 million fraud
The Chicago broker had been fired by the wirehouse and previously barred by Finra
The Securities and Exchange Commission has barred a former Merrill Lynch broker in Chicago, alleging that he stole more than $1.7 million from at least three of his clients.
Marcus Boggs allegedly misappropriated his clients’ money by selling securities in their advisory accounts and then trans
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