A contemplation of Regulation BI
The brokerage industry, which has a reputation for not always quietly abiding to external forces, has remained curiously silent on the impending changes
“In contrast to that commotion over the [Department of Labor] rule, it’s been mostly crickets from the brokerage industry when it comes to firms announcing concrete changes they are making … in preparation for Reg BI.”
The above excerpt from this week’s cover story on Regulation Best In
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