Ex-SEC commissioner targets rogue brokers turning to insurance sales
Study co-authored by Robert Jackson Jr. shows that 'wandering advisers' who leave one regulator and continue operating under another are more likely to commit misconduct.
Former Securities and Exchange Commission commissioner Robert Jackson Jr. hopes to focus the attention of lawmakers and his former regulatory colleagues on the dangers posed to investors by rogue brokers who remake themselves as insurance professionals.
Jackson, who is now a professor at the New
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