Sigma Financial faces $4.5 million in investor claims
The Ann Arbor, Mich.-based independent broker-dealer, which has close to 600 reps and advisers, reported $124.3 million in total revenue in 2019.
Sigma Financial Corp., a large independent broker with close to 600 reps and advisers, is facing four arbitration claims seeking alleged damages of about $4.5 million, according to the firm's most recent audited financial statement, called a Focus Report, that it filed with the Securities and Exchan
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