Client awarded $1.1 million from UBS in arbitration
A Mississippi investor had accused the firm of negligence and breach of fiduciary duty related to his investments in UBS' managed accounts.
Mississippi investor Patrick David Ridgeway was awarded $1.1 million by a Finra arbitration panel in his claim against UBS Financial Services.
Ridgeway, who sought damages ranging from $1.278 million to $2.526 million, had charged UBS with breach of fiduciary duty; misrepresentation and non-discl
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