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Jury finds ex-LPL broker liable in fraudulent sale of annuities

jury ex-lpl broker

The Securities and Exchange Commission wins its case against Jonathan Dax Cooke for fraudulently selling variable annuities to hundreds of federal employees.

After a nine-day trial, a jury in the Northern District of Georgia on Monday ruled in favor of the Securities and Exchange Commission against a former registered representative of LPL Financial, Jonathan Dax Cooke, who was charged in 2017 with falsely portraying himself and his company as counselors

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