Finra arbitrators award $468,126 to customers who invested in UBS YES product
But a different case centering on the complex option strategy was dismissed last month by a separate panel of arbitrators.
Finra arbitrators on Thursday ordered UBS Financial Services Inc. to pay $468,126 to customers who invested in a complex options strategy, following a ruling in last month by a separate panel of arbitrators that dismissed a similar case.
The case decided on Thursday centered on a claim by Barbara
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