Finra sweeping B-Ds that sold private securities from Medical Capital Holdings
Finra is conducting a sweep to gather information from a number of broker-dealers that sold private securities of Medical Capital Holdings Inc., which the Securities and Exchange Commission last week charged with securities fraud.
The Financial Industry Regulatory Authority Inc. is conducting a sweep to gather information from a number of broker-dealers that sold private securities of Medical Capital Holdings Inc., which the Securities and Exchange Commission last week charged with securities fraud.
Medical Capital is a med
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