IARs in 10 states, D.C. must complete continuing education by year-end
The CE requirements are the first for investment advisors, who must take 12 credit hours of courses in products and practice as well as ethics.
Investment advisor representatives in several states will have continuing education requirements for the first time.
The states have adopted a regulation that requires all IARs registered in their jurisdiction to complete 12 credit hours of courses — six hours in products and practice and six h
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